Compliance Specialist

Syracuse, NY 13244

Posted: 06/07/2019 Employment Type: contract Job Number: 18675
Opening with our client for a Compliance Specialist.

The Compliance Specialist will be responsible for assisting with AML/KYC related processes and customer identification for designated customers.

Essential Functions
  • Researching systems, reports and records as well as interactions with numerous departments within the division.
  • Review of various monitoring reports including OFAC.
  • Investigative research utilizing internal systems and publicly available news sources.

Requirements
  • Associate or Bachelor's Degree preferred or equivalent experience
  • 6 to 7 years of financial services and/or securities industry experience
  • Knowledge of large securities firms and trading or operational areas
  • Anti-money laundering, SAR, fraud, CIP and OFAC experience  preferred.
  • Ability to analyze account documentation, respond to requests for information , while also providing research supporting those requests.
  • Risk-minded; Focus on problem solving
  • Excellent communication and presentation skills.
  • Good management skills
  • Ability to work independently and in a team environment


Compliance Specialist - 18675
Oxford Solutions is a professional staffing firm that specializes in the placement of talented professionals into challenging, career-enriching opportunities. We're based in Pittsburgh, PA, but we have openings with major clients located nationwide. We provide multiple avenues of employment to include contract, contract-to-hire and direct placement. Our well-trained staff of recruiters will work with you to help land your first job or your dream job and strive to always affect people's lives in a positive way.
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